This course provides a comprehensive guide to transaction reporting under the Markets in Financial Instruments Regulation (MiFIR), which came into force alongside MiFID II in January 2018. Transaction reporting is a cornerstone of EU financial regulation, designed to enhance transparency, market integrity, and investor protection. Participants will explore the regulatory framework, objectives, and scope of MiFIR reporting, including the obligations of investment firms, trading venues, and Approved Reporting Mechanisms (ARMs). The course covers the detailed data requirements under RTS 22, reporting channels, and mechanisms, as well as common challenges and pitfalls faced by firms. Learners will also analyze the consequences of non-compliance, review best practices for ensuring accuracy and timeliness, and consider future regulatory developments. Through practical insights and case-based discussions, participants will gain the knowledge and tools needed to ensure compliance with MiFIR’s transaction reporting regime and to support effective supervision and market oversight.
- Teacher: Curator to be announced soon